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| FINANCIAL INSTRUMENTS |
| 1. | Transfer of securities 1 |
| |
 | Direct transfer within "Trasta komercbanka" (per order) |
| 2,00 LVL |
| | Transfer to a personal account with another bank (per 1 emission) |
| 8,00 LVL |
| | Transfer to another person's account at another bank (per 1 emission) |
| 8,00 LVL |
| | DVP provision for direct transfers (par transaction) |
| 4,50 LVL |
| | Latvian Treasury bill transfer (per 1 emission) |
| 3,00 LVL |
| | Foreign securities transfers |
| by agreement |
| 2. | Securities account opening |
| free of charge |
| 3. | Custody of financial instruments (per month, % of market value) 1 |
| 0,01% (min. 1,00USD/ 1,00EUR/ 5,00DKK/ 7,00SEK/ 6,00NOK/ 1,00CHF/ 2,00LTL/ 1,00LVL/ 1,00CAD/ 1,00AUD/ 1,00GBP/ 30,00RUB) |
| 4. | Interest for Investment account balance of residents 2 |
| |
| | over 500,00 LVL |
| 0,5% per year |
| | over 1 000,00 USD, 1 000,00 EUR |
| 0,25 % per year |
| 5. | Purchase/sell of financial instruments 1 |
| |
| | Stocks (% of transaction amount) |
| |
| | NYSE, NASDAQ, AMEX |
| 0,025 USD per share (min.40,00 USD) |
| | London SETS IOB |
| 0,3% (min. 35,00 USD) |
| | London SETS |
| 0,4% (min. 35,00 USD/30,00 GBP) |
| | European Stock Exchanges |
| 0,35% (min. 35,00 EUR/ 50,00 DKK/ 150,00 SEK/ 150,00 NOK/ 75,00 CHF) |
| | MICEX |
| 0,2% (min 700,00 RUB) |
| | Russian Trading System (RTS) |
| 0,3% (min. 55,00 USD) |
| | Riga Stock Exchange |
| 0,35% (min. 1,50 LVL) |
| | Tallinn Stock Exchange |
| 0,35% (min. 6,00 EUR) |
| | Vilnius Stock Exchange |
| 0,35% (min. 12,00 LTL) |
| | Other stock exchanges |
| by agreement |
| | Bonds (% of nominal value) 1 |
| |
| | Eurobonds |
| 0,1% (min. 50,00 USD/ 40,00 EUR/ 30,00 GBP/ 30 LVL) |
| | Other bonds |
| by agreement |
| | Futures contracts (position opening and closing, per 1 contract) 1 |
| |
| | at monthly turnover up to 250 contracts |
| 30,00 USD |
| | at monthly turnover from 250 –1000 contracts |
| 25,00 USD |
| | at monthly turnover over 1000 contracts |
| 20,00 USD |
| | Futures contracts on FORTS |
| 70,00 RUB |
| | Contracts for difference (CFD) 1 |
| |
| | US equity CFD |
| 0,025 USD per contract (min. 40 USD) |
| | Other CFD (excluding Warsaw Stock Exchange equity CFD) |
| 0.15% of transaction amount (min. 40 USD) |
| | Warsaw Stock Exchange equity CFD |
| 0.40% of transaction amount (min. 40 USD) |
| | Options 1 |
| |
| | US Stock Exchanges options |
| 3,00 USD per option (min. 40 USD) |
| | Options on futures |
| 60,00 USD per option |
| |
| | Participation in primary placement of securities |
| by agreement |
| | Participation in bids of treasuries and bonds denominated in LVL (% of transaction amount) |
| 0,12% (min.15,00 LVL) |
| | Direct transaction (% of transaction amount) |
| 0,35% |
| | Deregistration of securities to owner's account in LCD |
| 2,50 LVL |
| | Securities blocking |
| |
| | Securities blocking for shareholder meeting in LCD (per order) |
| 1,00 LVL |
| | Securities blocking at “Trasta komercbanka” |
| |
 | without collateral certification |
| 6,00 LVL |
| | with collateral certification |
| 11,00 LVL |
| | Shareholder representation at shareholders meeting |
| by agreement |
| | Operations with securities in the Latvian Central Depository Initial Registry (per each) |
| 15,00 LVL |
| | Written note from LCD |
| 3,00 LVL |
| | Securities Account statement |
| |
| | at the Bank |
| free of charge |
| | by e-mail |
| 0,25 LVL |
| | by fax |
| 2,50 LVL |
| | Mailing of documents (per item) |
| according to the value of real expenses |
| | Payment value day in the Client’s Investment Account before settlements day (% of transaction amount) |
| 0,25% |
| | Repo transaction |
| by agreement |
| | Financing of transactions with financial instruments against cover |
| by agreement |
| | Operations with securities in concert with Trust agreement |
| |
| | in standard instances 3 |
| according to the value |
| | in non-standard instances 4 |
| by agreement |
| | Operations with other financial instruments |
| by agreement |
| | Financial Instruments Account closing |
| 1,00 LVL |
| |
| | Purchase of money market fund shares |
| 0,5% |
| | Holding of money market fund shares |
| 0,12% |
| | Selling of money market fund shares |
| 0,5% |
| | Purchase of debt securities fund shares |
| 1% |
| | Holding of debt securities fund shares |
| 0,12% |
| | Selling of debt securities fund shares |
| 0,5% |
| | Purchase of stock fond shares |
| 1,25% |
| | Holding of stock fond shares |
| 0,12% |
| | Selling of stock fond shares |
| 0,5% |
| | Purchase of blend fund shares |
| 1,25% |
| | Holding of blend fund shares |
| 0,12% |
| | Selling of blend fund shares |
| 0,5% |
| | Purchase of hedge funds and funds of hedge funds shares |
| 1,5% |
| | Holding of hedge funds and funds of hedge funds shares |
| 0,12% |
| | Selling of hedge funds and funds of hedge funds shares |
| 0,5% |
| 1 The Bank will additionally withhold a commission defined by the issuer and its agent, and expenses due to fulfilment of the Client’s order, which can exceed the amount fixed in the Bank Pricelist. In this case the Bank will seek to reduce to the utmost such expenses of the Client. A commission for each month is calculated and collected on the last day of the month for each account which has securities balance. The commissions are defined and withheld in the currency in which financial instruments are denominated. |
| 2 Interest is calculated on daily account balance and credited to the Client’s account once a month. Interest calculated on non-resident Investment account balance is established based on mutual agreement of parties and signature of additional covenant to the Agreement on Rendering Investment Services and Auxiliary Investment Services.. The interest rate is no higher than the overall rate of the Bank applied to non-resident Current account balances. In case no additional covenant is made between the Parties, the Bank shall pay no interest on non-resident Investment account balance. |
| 3 Standard instances – cases, when an operation with securities is performed with instruments, mentioned in this Price-List and in the order, established by the Bank. |
| 4 Non-standard instances – cases, when an operation with securities is performed with instruments, which are not mentioned in this Price-List and/or in accordance with special terms. |
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